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Supported EDGAR Forms

GoFiler Online supports a number of EDGAR forms, organized into various tiers based on the complexity and periodicity of the form. Each tier includes the listed forms, as well as their amendments. Click on a form to view more information about GoFiler Online.

Tier 1:

Tier 1 forms are generally XML forms with fewer than 100 data points, simple forms such as notices, or forms that are frequently filed.

EDGAR HTML Forms

The following EDGAR HTML forms can be filed using GoFiler Online:

  • 144
  • 144/A
  • 12b-25 extensions and their amendments (NT 10‑K, NT 10‑K/A, NT 20‑F, NT 20‑F/A, NT 11‑K, NT 11‑K/A, NT 10‑Q, NT 10‑Q/A, NT 10‑D, NT 10‑D/A)

 

Section 16 - Ownership Forms

The following Section 16 forms can be filed using GoFiler Online:

  • 3
  • 3/A
  • 4
  • 4/A
  • 5
  • 5/A

 

Form D

The following Regulation D forms can be filed using GoFiler Online:

  • D
  • D/A

 

Form N-MFP2

The following N-MFP forms can be filed using GoFiler Online:

  • N-MFP2
  • N-MFP2/A

 

Regulation A

The following Regulation A forms can be filed using GoFiler Online at Tier 1 pricing:

  • 1-Z
  • 1-Z/A
  • 1-A-W
  • 1-A-W/A

Other Regulation A forms are available to file at different pricing tiers.

 

Regulation Crowdfunding

The following Regulation Crowdfunding forms can be filed using GoFiler Online at Tier 1 pricing:

  • C-TR
  • C-TR/W

Other Regulation Crowdfunding forms are available to file at different pricing tiers.

 

Tier 2:

Tier 2 forms are generally fairly simple XML forms with a moderate number of data points.

Transfer Agents

The following transfer agent forms can be filed using GoFiler Online:

  • TA-1
  • TA-1/A
  • TA-2
  • TA-2/A
  • TA-W

 

Regulation Crowdfunding

The following Regulation Crowdfunding forms can be filed using GoFiler Online under Tier 2 pricing:

  • C
  • C/A
  • C/A-W
  • C-AR
  • C-AR/A
  • C-AR/A-W
  • C-AR-W
  • C-U
  • C-U-W
  • C-W

Other Regulation Crowdfunding forms are available to file at different pricing tiers.

 

Municipal Adviser

The following municipal adviser forms can be filed using GoFiler Online under Tier 2 pricing:

  • MA-I
  • MA-I/A

 

Tier 3:

Tier 3 forms are generally more complex XML forms or XML forms that are filed quarterly.

13F Holdings Reports

The following 13F forms can be filed using GoFiler Online:

  • 13F-HR
  • 13F-HR/A
  • 13F-NT
  • 13F-NT/A

 

Municipal Adviser

The following municipal adviser forms can be filed using GoFiler Online under Tier 3 pricing:

  • MA
  • MA/A
  • MA-A

 

Tier 4:

Tier 4 forms are generally large XML forms or complex EDGAR forms with large documents.

Regulation A

The following Regulation A forms can be filed using GoFiler Online:

  • 1-A
  • 1-A/A
  • 1-A POS
  • 1-K
  • 1-K/A
  • 253G1
  • 253G2
  • 253G3
  • 253G4
  • 1-SA
  • 1-SA/A
  • 1-U
  • 1-U/A

Other Regulation A forms are available to file at different pricing tiers.

 

N-SAR

The following N-SAR forms can be filed using GoFiler Online:

  • NSAR-A
  • NSAR-A/A
  • NSAR-AT
  • NSAR-AT/A
  • NSAR-B
  • NSAR-B/A
  • NSAR-BT
  • NSAR-BT/A
  • NSAR-U
  • NSAR-U/A